This is Part 2 of Premium NISM Mock test for NISM V A
#1. T-bills issued by
T-bills are used for managing liquidity for the government of India and are issued by RBI in behalf of the government.
#2. OD is used for comparison of schemes
Offer Document (OD) is used to get information about scheme
#3. A debenture is/are issued by
A debenture are debt instrument issued by both Government and Corporations.
#4. Certificate of Deposits are issued by
Certificate of Deposits are issued by Scheduled banks
#5. Who prescribed Compliance officer ?
SEBI prescribed Compliance officer whose job is to get information from key personnel of Mutual fund schemes about the shares they buy and sell. It is mandatory for them to provide information to Compliance officer on half yearly basis.
#6. Distributor's job is to hold shares for safekeeping?
As per SEBI , Custodian must holds shares for for safekeeping
#7. Who can be considered as Promoter of AMC?
Sponsors can be considered as Promoter of Asset Management Company
#8. Which of the following expenses can be charged to Mutual fund scheme ?
Expenses can be charged only for the management of fund
#9. Which fund is good for emergency redemption of money ?
Liquid fund is important for any investor’s portfolio as there is no lock-in period one can withdraw money anytime. Liquid fund is good for emergency redemption of money.
#10. Transaction in the platforms of BSE and NSE are governed by
NSE and BSE are transaction aggregator.
So the transactional disputes and Transactions in the platforms of BSE and NSE are governed by AMC.
#11. Certificate of Deposits are issued to
Certificate of Deposits are issued to Individuals as well as Corporations.
But issued by Scheduled banks.
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